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Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (5/5/2022)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments on proposed rule to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance, and incident reporting by public companies.
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SEC Comment Letter: Order Competition Rule (3/30/2023)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments on proposed rule to amend regulations governing the national market system (NMS).
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SEC Comment Letter: Short Position and Short Activity Reporting (4/25/2022)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments on proposed rule to require money managers to disclose within 14 calendar days after month-end certain gross short positions on companies.
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Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders (3/30/2023)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments on proposed rule to adapt a variable minimum pricing increments for the quoting and trading of NMS stocks, reduce access fee caps, and enhance transparency of better priced orders.
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SEC Comment Letter: Request for Comment on Climate Risk Disclosures (6/13/2021)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments on SEC request for information on climate risk disclosures.
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Request for Comment on Proposed Amendments to Rules Governing Proxy Voting Advice (12/23/2021)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments on proposed rule governing proxy voting advice.
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FTC Comment Letter: Request for Comment on Pharmaceutical Task Force, Project No. P212900 (6/13/2021)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments in response to Federal Trade Commission’s Pharmaceutical Task Force’s request for public comment.
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FTC Comment Letter: Request for Information on Merger Enforcement (4/15/2022)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments to FTC on merger enforcement.
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FTC Comment Letter: Business Practices of Pharmacy Benefit Managers and Their Impact on Independent Pharmacies and Consumers (5/5/2022)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Comments in response to FTC Solicitation for Public Comments on the Business Practices of Pharmacy Benefit Managers and Their Impact on Independent Pharmacies and Consumers.
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Statement for the Record: "A Roadmap for Growth: Reforms to Encourage Capital Formation and Investment Opportunities for All Americans" (4/23/2023)
Capital Formation Policy Issues, ECS Digital Resources  •  April 23, 2024
Statement for the Record to House Financial Services Committee, Subcommittee on Capital Markets.
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